senior compliance manager conduct risk Jobs - 195
Senior Compliance Officer
Meraki Talent Limited - London
Employment Type : Full-Time
Senior compliance 6 Month contract Investment management Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role. This role will report directly to the head of compliance Key Responsibilities include. Supporting the ...
Compliance Advisory Manager
Interquest - West Midlands (Region)
Employment Type : Full-Time
InterQuest are currently supporting a growing financial services firm in the West Midlands who are looking for a talented Compliance Manager with strong regulatory advisory experience to lead on compliance policy and advice across the business. This is a great position for someone looking to take on a more senior position, working closely with the Head of Compliance to ensure the business is up to date with regulatory change as they look grow th...
Compliance Monitoring Manager
KennedyPearce Consulting - EC2M3AE
Employment Type : Full-Time
Are you a proactive Compliance professional, looking for your next FTC opportunity? Our client, a global leading Asset Management firm are hiring a Compliance Monitoring Manager on a 12 M FTC (maternity cover) within their dynamic London office. Offering up to 95,000 alongside 2 days working from home, an amazing inclusive culture, and competitive wider benefits. This is a perfect opportunity for someone who wants to… Work as part of collaborati...
Compliance Team Manager
SRGEurope - Gibraltar
Employment Type : Full-Time
Compliance Team Manager | Insurance | Gibraltar | Excellent Salary Package | Hybrid working SRG are hiring an experienced Compliance Team Manager for a UK/Gibraltar based Insurance Company. You will be managing relationships with a number of General Agents. A range of consumer and commercial insurance products, underwritten by our client, are manufactured and distributed through agreements with these Agents. This strategy is focused on their sig...
Regulatory Compliance Manager
Randstad Perm Professionals - London
Employment Type : Full-Time
My client is an independent advisory firm based in St Paul's, with an office requirement of 2-3 days per week. Responsibilities: You will ensure all obligations and requirements under ICAEW regulations are met Ensure they have the necessary licenses in place for their business operations Plan and perform thematic and specialist compliance and assurance reviews across the business Manage any external compliance and assurance auditors Prepare and ...
Senior Manager - Regulatory & Compliance Oversight
MERJE Ltd - London
Employment Type : Full-Time
MERJE is collaborating with a prestigious UK bank to find a Senior Manager of Regulatory and Compliance Oversight to join their growing team in London. In this role, you will play a vital part in upholding the bank's reputation and fostering a robust compliance culture. Utilising your relationship-building and communication abilities, you will oversee compliance to ensure the bank complies with regulatory standards. Additionally, you will be exp...
Lead Technical Compliance Manager
Broadgate Search Ltd - Chatham
Employment Type : Full-Time
This is a newly-created role within the Compliance function. Perfect for someone at a Senior/Managerial level who would appreciate an autonomous role to focus on day-to-day tasks as a Technical Specialist. The Role No direct reports Supporting Executive Stakeholders in strategic change Specialist advice in technical regulations Utilise professional knowledge base in conduct environments Your Profile Previous role in a Compliance Advisory capacit...
Compliance Policy & Advice Manager
Birchlake Recruitment Ltd - B261AT
Employment Type : Full-Time
Our West Midlands based client are looking to appoint a Compliance Policy & Advice Manager on a hybrid basis. The purpose of this role is to provide sound, accurate and commercial advice on regulatory (conduct and prudential risk) matters affecting the business, that will enable the them to operate in accordance with industry best practice as well as meeting regulatory standards. In addition, be responsible for line management responsibiliti...
Insurance Compliance
The Portfolio Group - M44FB
Employment Type : Full-Time
Portfolio are proud to be working with our client, a well-established Insurance provider who offer legal expenses insurance to small and medium sized businesses. They have provided over 30 years' support, underwriting legal expenses risk for UK SMEs through the Peninsula Group. In 2021, they took the exciting decision to share their expertise with the wider Insurance market. As specialists in commercial liability insurance and legal expenses pro...
Compliance Analyst
The Portfolio Group - M44FB
Employment Type : Full-Time
Portfolio are proud to be working with our client, a well-established Insurance provider who offer legal expenses insurance to small and medium sized businesses. They have provided over 30 years' support, underwriting legal expenses risk for UK SMEs through the Peninsula Group. In 2021, they took the exciting decision to share their expertise with the wider Insurance market. As specialists in commercial liability insurance and legal expenses pro...