regulatory compliance Jobs - 3590
Compliance Analyst
REV & REGS LIMITED - LE191SJ
Employment Type : Full-Time
Rev & Regs are recruiting for a Compliance Analyst role on behalf of a well-established Insurance broker, based in Leicester. The role will support the wider Compliance Team and business in being able to efficiently answer and resolve insurer/markets/producing broker queries, ensure accurate system set-up, and allow us to meet regulatory obligations. Responsibilities: Review and arrange sign off for new and replacement insurer agreements. Ma...
Compliance Officer
JS Legal Recruitment Ltd - CO27GL
Employment Type : Full-Time
Compliance officer Our client a well-established law firm in the Top Legal 500 based in Colchester, are actively recruiting for an experienced Compliance Officer to join their Operations team to support the Head of Client Services. This is an excellent opportunity for someone looking to develop their career and experience a broad range of compliance and risk related issues impacting a UK regulated law firm. The role Monitor, manage, review, advi...
Compliance Supervisor
Reed - RH101FP
Employment Type : Full-Time
Reed Specialist Recruitment are proud to be representing one of the UK's leading financial advice networks, who are looking for a new Compliance Supervisor to join their Head Office, based in Horsham. The successful candidate will assist with creating a positive compliance culture across the network, helping firms deliver robust best practices and also mitigate risk. Your main duties and responsibilities would be - To promote and always work tow...
Compliance Manager
MERJE Ltd - Scotland
Employment Type : Full-Time
Compliance Manager, IFA/Wealth sector (contract role for 5 months) Circa 550 per day or FTC Scotland – Hybrid A Compliance Manager is required for a leading national wealth management business in the UK. The role is based in Scotland with flexible working and the successful candidate will be responsible for regulatory compliance for a small number of IFA firms and with a high level of autonomy. This is a technical role suitable for candidates wi...
Compliance Manager
Hays Specialist Recruitment Limited - Lightwater
Employment Type : Full-Time
Your new company An international insurance organisation with offices in Surrey is actively recruiting a Compliance Manager to join their expanding team. The role requires you to be in the office twice-weekly. Offering a salary of 55,000 based on experience, hybrid working, pension contribution and more below! Your new role As a Compliance Manager, you will ensure that the insurance organisation's staff, operations, and business transactions fol...
Compliance Manager
Bond Moran Recruitment Ltd - Surrey
Employment Type : Full-Time
Compliance Manager - 12 months - Surrey/Hybrid - up to 85,000 p.a. Do you want to be part of a growing, driven business that puts customer engagement and company values at its core? Would you like the opportunity to build on and develop Compliance and Regulatory matters for the business, and to be given the autonomy to really shape the function? Do you have previous experience working within the Professional Services sector? If so, this could be...
Compliance Manager
Chapman Tate Associates - West Midlands (County)
Employment Type : Full-Time
Job Title: Compliance Manager Location: West Midlands Salary: 50,000 - 55,000 Benefits Chapman Tate Associates is delighted to partner with a leading insurance company in their search for a dynamic and experienced Compliance Manager. This is a fantastic opportunity for a professional with a background in Insurance or MGA, who is well-versed in FCA Rules and Regulations and has a solid understanding of Delegated Authority. Key Responsibilities: O...
Compliance Officer
Reed - AL71HT
Employment Type : Full-Time
My client are seeking a Compliance Officer to ensure the company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. A great eye for detail and a business acumen are essential qualities for a successful compliance officer. Day to Day of the role: Conduct risk & control assessments to understand the lev...
Compliance Analyst
Arthur - EC3A3DH
Employment Type : Full-Time
We are partnered exclusively with a well-established London Market Insurance business and Lloyd's Syndicate who, due to the growth of the company, are seeking a Compliance Analyst to join their warm and collaborate Compliance function. Working closely with the Senior Manager, you will: • Provide guidance on financial crime and international sanctions regulations. • Assist with overseeing the product and distribution arrangement within the busine...
Compliance Executive
Pure Resourcing Solutions - IP11PH
Employment Type : Full-Time
My client is seeking an experienced compliance executive. As a key member, you'll be at the forefront of regulatory change, assessing and crafting responses to consultation papers, particularly those from the FCA. Your expertise will contribute to the production of regulatory newsletters, disseminating critical insights across the organisation. You'll drive compliance advisory services, offering proactive guidance on regulatory nuances and ...