regulatory compliance Jobs - 3805
Compliance Executive
Pure Resourcing Solutions - IP11PH
Employment Type : Full-Time
My client is seeking an experienced compliance executive. As a key member, you'll be at the forefront of regulatory change, assessing and crafting responses to consultation papers, particularly those from the FCA. Your expertise will contribute to the production of regulatory newsletters, disseminating critical insights across the organisation. You'll drive compliance advisory services, offering proactive guidance on regulatory nuances and ...
Compliance Adviser
Sanderson - Bedfordshire
Employment Type : Full-Time
Compliance Adviser Industry: Insurance (General) Fully remote 41,000 Role overview: This position is for a Compliance Adviser to support and work alongside the Head of Compliance in the compliance functions related to regulatory requirements and internal policies while also, supporting the wider Risk and Compliance team in improving the businesses approach in relation to compliance. THE ROLE: To support the Head of Compliance in ensuring that co...
Compliance Executive
TIME Appointments Ltd - Ipswich
Employment Type : Full-Time
Time Appointments are working on behalf of a prestigious financial services company based in Ipswich, who are currently looking to appoint a Compliance Executive to join their growing team! As a Compliance Executive, you will be responsible for delivering expert compliance advice and monitoring services throughout the firm, helping maintain compliance with existing and emerging regulatory requirements and standards, with a strong focus on Data P...
Compliance Executive
Opus People Solutions - Ipswich
Employment Type : Full-Time
We are working with an award winning business in Ipswich who are going from strength to strength and require a compliance executive to join their team. We know that every job advert says that - but this client really is exceptional and well known in their field and you will not be disapointed! This role's key focus is to deliver expert compliance advice and monitoring service, helping the firm maintain its compliance with existing and emerging r...
Compliance Manager
Pear Tree Recruitment Limited - Droitwich
Employment Type : Full-Time
Compliance Manager Droitwich/Gloucester Up to 50,000 per annum DOE Do you have compliance experience within an IFA, Financial Planning or Wealth Management firm? My client, a growing financial planning and wealth management firm is recruiting for an experienced Compliance Manager to join their business during an exciting period of change. This is a great opportunity to step into a rapidly expanding firm - one where you will play a pivotal role i...
Compliance Officer
Clayton Davies Ltd - LS11AZ
Employment Type : Full-Time
Our client is a successful financial planning business who are looking for a Compliance Officer to join the team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective compliance frameworks and policies across the company. The successful candidate will be expected to: Support the Compliance Director in order to develop and implement comprehensive compliance policies and pr...
Compliance surveyor
4Recruitment Services - Nottinghamshire
Employment Type : Full-Time
Compliance surveyor – Nottinghamshire 23.59 per day Fixed term contract – Full Time Key Accountabilities Closely manage a range of specialist contractors and as required directly employed technicians, to ensure that all the Councils statutory and regulatory compliance requirements are achieved. To act as or support the Building Safety Manager for any High-Risk Residential Buildings (HRRB) in the fire safety regime. Responsible for ensuring...
Compliance Officer
Recruitment Solutions (Folkestone) Limited - M154AB
Employment Type : Full-Time
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company. A highly competitive package is on offer with a comprehensive benefits package. Negotiable. Happy to discuss upon applic...
Compliance Analyst
Harrison Holgate - London
Employment Type : Full-Time
Our client is a leading insurance company, who are looking for a Compliance Analyst to support the Compliance team in its day-to-day activities in support of the business. The role also offers a flexible working hybrid model of 3 days in the office and 2 days working from home. Job Title: Compliance Analyst Salary: 40,000 - 60,000 great benefits Location: London - Hybrid Responsibilities include: * Support the delivery of the compliance plan inc...
Compliance Executive
SRGEurope - Gibraltar
Employment Type : Full-Time
Compliance Executive | Insurance | Gibraltar | Competitive Salary Package| Hybrid Compliance Executive required for an expanding insurance company based in Gibraltar. This is a real opportunity within a FTSE 100 Group to be an integral part of the Compliance function in Gibraltar. As the Compliance Executive you will be providing administrative compliance support to the Compliance Manager and Chief Operating Officer (COO) as well as assisting in...