trade surveillance associate (compliance) Jobs - 331
Compliance Officer, Trade Surveillance
FalconX - New York,NY
Employment Type : Full-Time
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Manager, Trade Surveillance - Quality Assurance
TD Bank - New York,NY
Employment Type : Full-Time
Surveillance Quality Assurance Manager TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program. The Surveillance Quality Assurance...
Associate, Conflicts Management and Trade Surveillance Compliance
Ares Management - New York,NY
Employment Type : Full-Time
Associate Vice President, Information Management and Trade Surveillance Compliance The Ares Compliance Department oversees and manages Ares' global regulatory compliance and ethics program. Under the leadership of the Chief Compliance...
Compliance Surveillance Analyst
Phaxis - New York,NY
Employment Type : Full-Time
High frequency trading firm is seeking a Compliance Surveillance Analyst to join their Compliance team. This role is instrumental in conducting trading and communication surveillance, investigating potential compliance issues,...
Trade Surveillance Specialist
MJ Boyd Consulting - New York,NY
Employment Type : Full-Time
Our client is an International Bank in Downtown Manhattan. They are looking for a Compliance Trade Surveillance Specialist to join their team on a long-term contract basis. There may be potential for this role to become a permanent role.