associate, conflicts management and trade surveillance compliance Jobs - 347
Trade Surveillance Associate (Compliance)
TD Bank - New York,NY
Employment Type : Full-Time
Associate, Trade Surveillance The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of either Fixed Income Products, Foreign Exchange and...
Regulatory Relations
Mizuho Bank - New York,NY
Employment Type : Full-Time
Assistant Vice President, Regulatory Relations The Mizuho U.S. Operations ("MUSO") Regulatory Affairs Group is responsible for managing the Bank's regulatory relationships and supervisory engagement across MUSO, ensuring that the...
Trade Surveillance Specialist
MJ Boyd Consulting - New York,NY
Employment Type : Full-Time
Our client is an International Bank in Downtown Manhattan. They are looking for a Compliance Trade Surveillance Specialist to join their team on a long-term contract basis. There may be potential for this role to become a permanent role.
Director of Compliance for Trade Surveillance and Communications
Confidential - New York,NY
Employment Type : Full-Time
Director of Compliance for Trade Surveillance and Communications About the Company Premier broker dealer in the insurance industry. About the Role Join our team as the Director of Compliance,...
Supplier Quality Assurance Engineer, Assoc
Curtiss Wright - Farmingdale,NY
Employment Type : Full-Time
Job DescriptionSupplier Quality Assurance Engineer We are looking for a Supplier Quality Assurance Engineer to join our Target Rock team! As our Supplier Quality Assurance Engineer,...