compliance officer - banking/broker dealer Jobs - 8993
Compliance Officer-Swap Dealer/Security-Based Swap Dealer
Natixis Corporate & Investment Banking - New York,NY
Employment Type : Full-Time
Job Description Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day coverage of...
Compliance Officer, Park Avenue Securities
Guardian Life Insurance Company - New York,NY
Employment Type : Full-Time
The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as having responsibility for the overall compliance framework for PAS as a dually...
Compliance Officer (Advisory & Broker Dealer)
Leumiusa - New York,NY
Employment Type : Full-Time
**Compliance Officer (Advisory & Broker Dealer)** at Leumi USA New York, NY USA * Key participant in and contributor to the execution of LISI (Leumi Investment Services Inc) Compliance Program, ensuring alignment with the Firms compliance...
Associate, Compliance - New York
Maybank - All cities,NY
Employment Type : Full-Time
Responsibilities: To assist both the Head, Compliance and Executive, Compliance to monitor the Branch s compliance with local laws, regulations, guidelines and standards, as well as Head Office requirements through the...
Executive Assistant to the Director
John Chamberlain Estate - Southampton,NY
Employment Type : Full-Time
The John Chamberlain Estate seeks a dedicated and proficient Executive Assistant to support the Director in a dynamic and creative environment. This role is pivotal in facilitating the efficient management of the director's commitments and enhancing...