compliance officer - banking/broker dealer Jobs - 8993
Compliance Officer
Cardea Group - New York,NY
Employment Type : Full-Time
Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer and Associate General Counsel,...
Compliance Officer
Hold Brothers - New York,NY
Employment Type : Full-Time
Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements...
Assistant Meat Manager
Uncle Giuseppe's Marketplace - Yorktown Heights,NY
Employment Type : Full-Time
Uncle Giuseppe's Marketplace Hiring Event! Yorktown Heights, NY Dates: Thursday, May 9 Time: 10:00 AM to 3:00 PM Location: 327 Downing Drive, Yorktown...
Compliance, Global Banking Markets, Public Compliance-Mortgages and Structured Products, Vice President, New York
Goldman Sachs - New York,NY
Employment Type : Full-Time
Global Compliance: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these...
Compliance Officer-Swap Dealer/Security-Based Swap Dealer
Natixis Corporate & Investment Banking - New York,NY
Employment Type : Full-Time
Job Description Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day coverage of...