compliance analyst (1940s investment advisor act required) Jobs - 8973
Investment Consultant - Forest Hills, NY
Charles Schwab - Whitestone,NY
Employment Type : Full-Time
Position Type: Regular Your opportunity At Schwab, you re empowered to make an...
Financial Analyst
Russell Tobin - New York,NY
Employment Type : Full-Time
Russell Tobin & Associates is looking for a Financial Analyst to work for one of our clients, a leading global investment firm out of New York City! Apply now! This member will play a crucial part in providing...
Compliance Associate
Social Capital Resources LLC - New York,NY
Employment Type : Full-Time
Top-Tier Investment Manager in Midtown is looking for a permanent Compliance Associate! Responsibilities: Interface with the compliance team, management,...
Manager - KYC Compliance Advisor
Capital One - Chinatown,NY
Employment Type : Full-Time
Center 2 (19050), United States of America, McLean, VirginiaManager - KYC Compliance AdvisorJob Description: The Know Your Customer (KYC) Compliance Manager, performs a key risk management role (second line of defense) by ensuring that business...
Settlement Analyst
Bernard Nickels & Associates - New York,NY
Employment Type : Full-Time
Role: Operations Support Status: Contract Assignment Contract Duration: 1 year Start Date: 3/6/24 Location: Hybrid (3 days in the office a week) - NYC Pay Rate:...