Employment Type : Full-Time
Uncle Giuseppe's Marketplace Hiring Event! Yorktown Heights, NY Dates: Thursday, May 9 Time: 10:00 AM to 3:00 PM Location: 327 Downing Drive, Yorktown...
Employment Type : Full-Time
Responsibilities: To assist both the Head, Compliance and Executive, Compliance to monitor the Branch s compliance with local laws, regulations, guidelines and standards, as well as Head Office requirements through the...
Employment Type : Full-Time
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through...
Employment Type : Full-Time
Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a driven Compliance Associate. Under the supervision of the Chief Compliance Officer and Director of...
Employment Type : Full-Time
Compliance Associate Maxim Group LLC 300 Park Avenue, New York, NY Maxim Group is a leading, diversified financial services company seeking an entry level Compliance Associate to...