compliance monitoring manager - investment platform / ifas/ retail fs Jobs - 161

Eden Futures - NG235JR

Employment Type : Full-Time

Eden Futures provides high quality, person- led care, support and enablement for people with disabilities and support needs. We develop services around the individual at all stages of their care pathway from treatment and support under the Mental Health Act, on discharge from hospital under a CTO, to lifestyle support in the community. Purpose of the role : To lead on and provide advice, support, deliver health and safety advice to the organisat...

Norton Rose Fulbright LLP - London

Employment Type : Full-Time

Practice Group / Department: Corporate Team FS - London Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial institutions with a full business law service. As well as the relevant skills and experience, we're looking for people who are innovative, commercial and value the work that they do. To attract the best people, we st...


KLAR Legal - Bristol

Employment Type : Full-Time

FS Regulatory Associate / Senior Associate | Bristol | 1 PQE This progressive Top 50 UK firm are seeking an experienced individual to join their expanding Team. The Firm There is a real sense of camaraderie in this national practice, with work regularly conducted/ referred between teams and this is something they truly value, imprinted into their culture. It is this approach that gives them a more personable reputation for a City practice, ...

KLAR Legal - Manchester

Employment Type : Full-Time

FS Regulatory MA/ Legal Director | Manchester | 6 PQE This progressive Top 50 UK firm are seeking an experienced individual to join their expanding Team. The Firm There is a real sense of camaraderie in this national practice, with work regularly conducted/ referred between teams and this is something they truly value, imprinted into their culture. It is this approach that gives them a more personable reputation for a City practice, meaning...

KLAR Legal - London

Employment Type : Full-Time

FS Regulatory Associate / Senior Associate | London | 1 PQE This progressive Top 50 UK firm are seeking an experienced individual to join their expanding Team. The Firm There is a real sense of camaraderie in this national practice, with work regularly conducted/ referred between teams and this is something they truly value, imprinted into their culture. It is this approach that gives them a more personable reputation for a City practice, m...

KLAR Legal - Bristol

Employment Type : Full-Time

FS Regulatory MA/ Legal Director | Bristol | 6 PQE This progressive Top 50 UK firm are seeking an experienced individual to join their expanding Team. The Firm There is a real sense of camaraderie in this national practice, with work regularly conducted/ referred between teams and this is something they truly value, imprinted into their culture. It is this approach that gives them a more personable reputation for a City practice, meaning yo...

KLAR Legal - London

Employment Type : Full-Time

FS Regulatory MA/ Legal Director | London | 6 PQE This progressive Top 50 UK firm are seeking an experienced individual to join their expanding Team. The Firm There is a real sense of camaraderie in this national practice, with work regularly conducted/ referred between teams and this is something they truly value, imprinted into their culture. It is this approach that gives them a more personable reputation for a City practice, meaning you...

Robert Half - London

Employment Type : Full-Time

Robert Half is assisting a global equipment finance company based in London to recruit a Operational Risk Compliance Manager paying 38 000 - 48 000 DOE The company provides vendor and equipment finance in the Technology, Transport, Industrial & Construction (TIC), Medical, Public Sector and Agriculture markets. Specific Responsibilities: Compliance Awareness Attend and contribute to the monthly Compliance Team meeting; discussing topics rele...

Academia - HP27DW

Employment Type : Full-Time

About the role: A fantastic opportunity has become available within our People Team we are on the hunt for a dynamic HR Administrator who is passionate about the day-to-day HR and Recruitment processes. This is an exciting opportunity on a full time, fixed term contract for ten (10) months maternity cover and offering an immediate start. The successful candidate will be required to work from our head office located in HemelHempstead, you will be...

Vistry Group PLC - Market Harborough

Employment Type : Full-Time

Role overview ID: 2023-4880 Entity: Vistry Region: Vistry South East Midlands Department: Sales & Marketing Contract Type: Permanent - Full Time Job Location: Market Harborough, Leicestershire Date Posted: 10.11.2023 We have a great opportunity for a Trainee Sales Consultant to join our team within Vistry South East Midlands, at covering sites within an hours commute of Market Harborough. As our Trainee Sales Consultant you will be responsib...