cass governance and oversight - breaches, audit and training - vice president Jobs - 5
Senior Compliance Manager (Investments)
Moneybox - London
Employment Type : Full-Time
The Risk & Compliance team plays a key role in protecting our customers and Moneybox, and works closely with the rest of the business. The team is made up of four sub-teams: Compliance; Financial Crime; Data Protection; and Risk. This Senior Compliance Manager (Investments) role will work in the Compliance Team and be a subject matter expert in investments and funds. You will be responsible for advising on and overseeing Moneybox’s inve...
Compliance Manager
Lorien - London
Employment Type : Full-Time
Role Purpose: The primary purpose of this role is to support the oversight and control of the Client Assets Sourcebook (CASS) framework for CIB2S in the UK. The role ensures that the Securities Services business operates in a secure, compliant environment by maintaining high standards of CASS-compliant procedures and mitigating the risk of non-compliance with UK regulatory requirements. Key Responsibilities: Provide day-to-day support in the ove...
Regulatory and Compliance Lead
Addition - London
Employment Type : Full-Time
Regulatory and Compliance Lead This growing financial services firm is on the lookout for a compliance professional with strong CASS experience to join their second-line team. With a focus on regulated outsourcing services and client money oversight, this role is critical to ensuring strong governance and FCA alignment across their expanding portfolio. Role Overview: Location: Hybrid, 2-3 days per week in London Office Package: 60,000- 79,000 pe...
Trainee - Global Markets Operational Risk Management - SOCIETE GENERALE
eFinancialCareers - London
Employment Type : Full-Time
Responsibilities Visa sponsorship is not available for this position, you must have a legal right to work in the UK Description of the Business Line or Department The Global Markets function of Societe Generale is a trusted partner to its clients (Corporates, Financial Institutions, and Asset Managers) in market activities, offering a cross-expertise in Research, Investment and Risk Solutions, Execution and Prime Services. The trainee will be pa...
Head of Business Management - Global Sales - Northern Trust
eFinancialCareers - London
Employment Type : Full-Time
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experi...