The Risk & Compliance team plays a key role in protecting our customers and Moneybox, and works closely with the rest of the business. The team is made up of four sub-teams: Compliance; Financial Crime; Data Protection; and Risk.
This Senior Compliance Manager (Investments) role will work in the Compliance Team and be a subject matter expert in investments and funds. You will be responsible for advising on and overseeing Moneybox’s investing products, as well as broader Compliance duties.
What You’ll Do
Working closely with the rest of the Risk & Compliance team and the business, you will help Moneybox build a best in class compliance program. You will be involved in, but not limited to, these duties:Develop and deliver an investment oversight framework proportionate to Moneybox’s business and responsibilities.Provide subject matter expert regulatory advice to the business to help build great investing products that help our customers achieve their life goalsProvide second line oversight of our investment products and servicesManage relationships across the business and with third parties (e.g. asset managers)Carry out regulatory projects to deliver changePrepare and maintain policies and proceduresAdvise on higher risk or complex financial promotions and customer complaints to make sure we deliver fair outcomesPromote awareness and provide training when necessary on regulatory requirements and expectationsContribute to broader work carried out by the team to continually enhance controlsKeep up to date with regulatory developments and initiatives impacting retail investment firmsExperience and SkillsDetailed knowledge and the commercial application of UK regulatory requirements for investment products, particularly funds, and an understanding of MiFID and CASS rulesExtensive experience overseeing retail funds, monitoring and conducting periodic reviews to ensure they are working as plannedSignificant experience providing advice to a business offering investing products to retail customersIdeally with experience in setting up fund governance and oversight arrangementsGreat communication and listening skillsAbility to work unsupervised with minimal guidance Who you areAble work unsupervised, able to adapt quickly and manage conflicting priorities.Has a strong bias for action and a questioning mind.A driven, committed person who’s looking to build their career at an exciting, fast-growing company that’s trying to make a positive mark on the world.Takes a methodical, analytical approach to make good judgements.Unafraid to take on new challenges, developing deep knowledge in new areas.Naturally personable, a great communicator who has a passion for their work and the people they work with.Knows how to have fun whilst maintaining a professional outlook.What’s in it for you?Opportunity to join a fast-growing, award-winning and super ambitious startupWork with a friendly team of highly motivated individualsBe in an environment where you are listened to and can actually have an impactThriving collaborative and inclusive company cultureMission Functional team socials every 8 weeksCompany sharesCompany pension schemeHybrid working environmentHome office furniture allowancePersonal Annual Learning and Development budgetPrivate Medical InsuranceHealth Cash Plan (cashback on visits to the dentist & opticians etc)Cycle to work schemeE-bike hire schemeWellhub subscription to a variety of gyms and wellbeing appsEnhanced parental pay & leave25 days holiday bank holidays with additional days added with length of service. This is a hybrid role. Our office is in London, by the Oxo Tower
