senior manager, capital markets governance & compliance (broker dealer compliance) Jobs - 439
Payments Risk Management Associate
Santander Holdings USA - New York,NY
Employment Type : Full-Time
Payments Risk Management Associate Country: United States of America Your Journey...
Head of Governance & Conduct Compliance Officer
Madison-Davis, LLC - New York,NY
Employment Type : Full-Time
Head of Governance & Conduct Compliance OfficerHead of Governance & Conduct Compliance Officer Get AI-powered advice on this job and more exclusive features. This range is provided by Madison-Davis, LLC. Your actual pay will...
Manager IT Compliance
Altice USA - Bethpage,NY
Employment Type : Full-Time
Are you looking to Optimize your life? Start your exciting path to a rewarding career today! We are Optimum, a leader in the fast-paced world of connectivity, and we're on the hunt for enthusiastic professionals to join our...
Compliance Auditor (Remote - New York)
Jobgether - New York,NY
Employment Type : Full-Time
1 week ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. This range is provided by Jobgether. Your actual pay will be based on your skills and experience — talk with your recruiter to...
Data Quality Compliance Officer
Morgan Stanley - New York,NY
Employment Type : Full-Time
Data Quality Vice President Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients...