Head of Governance & Conduct Compliance Officer - Madison-Davis, LLC : Job Details

Head of Governance & Conduct Compliance OfficerHead of Governance & Conduct Compliance Officer

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This range is provided by Madison-Davis, LLC. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$190,000.00/yr - $230,000.00/yr

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VP-Head of Legal & Compliance Research @ Madison-Davis, LLC | AML, KYC, BSA

International investment bank based in Midtown Manhattan, currently looking to bring on a Head of Governance & Conduct Compliance Officer . This position follows a hybrid work model (3 days in-office per week).

Key Responsibilities:

• Supervise the Compliance governance framework

• Serve as the secretary for Committees managed by US Compliance and be responsible for the scheduling, charter, presentation decks, minutes, and action follow-up of committee meetings

• Act as Compliance point of contact and respond requests/queries for all other Committees

• Enhance awareness and adoption of the compliance standards across the Bank

• Steer design, development, and management of periodic and ad-hoc Compliance reports/dashboards

• Manage the Bank's Conduct program

• Identify opportunities to enhance the above framework

Seniority level

• Seniority levelMid-Senior level

Employment type

• Employment typeFull-time

Job function

• Job functionFinance, Analyst, and Other
• IndustriesFinancial Services, Banking, and Investment Banking

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