Compliance Manager - E Fundresearch : Job Details

Compliance Manager Vollzeit ohne Führungsaufgaben mit betrieblicher Altersvorsorge

We are a leading global investment firm aiming to help endowments & foundations, pension plans, and high net worth private clients implement and manage custom investment portfolios that generate outperformance and enable them to maximize their impact on the world.

The Risk and Controls Manager will be responsible for ensuring compliance with German and European IT and IO regulations. This role involves working directly with auditors, collecting, and maintaining audit documentation, and ensuring that specific documentation requirements are met throughout the year. They will be considered the Subject Matter Expert in this area and expected to train and educate individuals throughout the organization on alignment to key regulations.

Regulatory Monitoring and Documentation Management:

• Ensure alignment with BAIT, DORA, and other relevant German and European regulations.
• Stay current on changes to regulatory requirements and industry best practices.
• Update documentation, controls, and processes to remain in alignment with changes.
• Periodically monitor IT and operational controls to confirm processes are executed completely and accurately.
• Implement and maintain a documentation management system to track audit-related documents for IT and IO.

Control Assurance and Audit Management:

• Conduct reviews and evaluations of existing controls to ensure alignment with regulations.
• Collect, organize, and maintain audit documentation; ensure timely delivery of required documentation.
• Raise potential risk matters to the CA LLC IT and IO Risk and Control teams.
• Serve as the primary point of contact to German auditors for IT and Operations.
• Explain the organization's IT and operational landscape of risks, controls, policies, and processes to auditors.

Internal Collaboration:

• Work closely with global CA teams to ensure alignment with regulatory requirements.
• Provide guidance and support to key stakeholders on regulatory-related matters.
• Conduct internal reviews to ensure ongoing compliance with regulations.

Training and Awareness:

• Develop and deliver training programs as the Regulatory Subject Matter Expert.
• Provide training to educate key stakeholders on changes in the regulatory landscape.

• Bachelor of Science in Business Analytics, Business Intelligence Technology Management, Operations, or a related field.
• Substantial experience in guiding a global organization on regulatory compliance.
• In-depth knowledge of BAIT, DORA, and other relevant German and European regulations.
• Proven ability to collaborate effectively with cross-functional teams.
• Detail-oriented with a commitment to maintaining high standards of quality and integrity.
• Proficient understanding of Microsoft Office.
• Exceptional communication and presentation skills.
• Able to work independently and collaboratively.
• Proficiency in both German and English.
• Certification in regulatory compliance or related fields (e.g., CISA, CRISC).

Cambridge Associates is an equal opportunity employer. Diversity and inclusion are essential elements of our culture.