Employment Type : Full-Time
***Please note that candidates must have a Compliance background related to Markets / Trading with the ability to create and write out Supervisory procedures in the space.*** Client:...
Employment Type : Full-Time
Client: Leading Investment Management Firm (IPO) Location: New York City or Dallas - Hybrid Role / Requirements: Series 7, 24RIA and/or...
Employment Type : Full-Time
***Remote and must live in New York*** Job Description Job Summary Molina Health Plan Provider Network Contracting jobs are responsible for the network...
Employment Type : Full-Time
Job Purpose Primary functions Responsible for the overall KYC regulatory compliance within MashreqBank - New York branch. Maintain a Customer Identification Program (CIP) for...
Employment Type : Full-Time
Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group s policies and procedures as included in the Compliance Manual.Conduct general...