financial industry regulatory authority Jobs in new york,ny - 8997
New York Trainmaster / Compliance Officer
The Port Authority of New York & New Jersey - New York,NY
Employment Type : Full-Time
Description Job Summary: Perform general operations and management supervisory duties of trains and represented train crews, ensure compliance obligations of employees and infrastructure with state and...
VP, ETF ADVISOR COMPLIANCE
BNY Mellon - New York,NY
Employment Type : Full-Time
Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms...
Investigator, MRTS-Reporting & Disclosure
Financial Industry Regulatory Authority - New York,NY
Employment Type : Full-Time
The Principal Investigator conducts comprehensive and timely investigations, including matters of various sizes and levels of complexity, where there is cause to believe violations exist of applicable rules and securities laws, under FINRA or...
Director of Claims Quality
MetroPlusHealth - New York,NY
Employment Type : Full-Time
Empower. Unite. Care. MetroPlusHealth is committed to empowering New Yorkers by uniting communities through care. We believe that Health care is a right, not a privilege. If you have compassion and a collaborative...
Benefits Representative - No Experience Required
HSS - Brooklyn,NY
Employment Type : Full-Time
Crafting Brighter Futures for Families At the forefront of specialized financial services, Globe Life helps families safeguard their assets and promises a profound purpose: ensuring a brighter future for every...