erm ethics & account compliance manager Jobs - 9000
Director, Enterprise Risk Management - Product Risk
The Clearing House - New York,NY
Employment Type : Full-Time
Position Summary: The Director, Enterprise Risk Management (Product Risk and Enterprise Risk Reporting Team) will have responsibilities in all aspects of the enterprise-wide risk management program, with a particular emphasis on...
Operational and Technology Risk Manager
Tradeweb - New York,NY
Employment Type : Full-Time
Tradeweb is seeking an Operational and Technology Risk Manager to join the Enterprise Risk Management ("ERM") team. The ERM team is a driving force in promoting a healthy and robust risk culture throughout the firm. The Operational and Technology...
Compliance Officer, Park Avenue Securities
Guardian Life Insurance Company - New York,NY
Employment Type : Full-Time
The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as having responsibility for the overall compliance framework for PAS as a dually...
Vice President, Lead Auditor - Regulatory Compliance
Cr dit Agricole CIB - New York,NY
Employment Type : Full-Time
Summary of the position The Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory compliance from planning to issuance of the final report. This...
Compliance Coordinator
Atlantic Group - New York,NY
Employment Type : Full-Time
Our client is a prominent Hedge Fund managing over $15 billion in assets, seeking a Compliance Coordinator to facilitate new hire procedures, ensure adherence to compliance protocols, aid in broker statement analysis, and manage miscellaneous...