compliance, federation compliance, associate Jobs - 8959

New York Life - New York,NY

Employment Type : Full-Time

Location Designation: Hybrid When you join New York Life, you're joining a company that values career development, collaboration, innovation, and inclusiveness. We want employees to feel proud about being part of a company that is...

Posted on : 2024-04-23T08:44:00Z

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S&P Global - New York,NY

Employment Type : Full-Time

About the Role: Grade Level (for internal use): 12 About the Role: The role involves a range of activities, including providing: Compliance advisory services, education & training, reporting...

Posted on : 2024-04-23T08:41:38Z

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Transdev - New Rochelle,NY

Employment Type : Full-Time

Hiring Immediately 19-A Compliance Coordinator Annual Salary $72,000...

Posted on : 2024-04-23T08:47:38Z

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Hold Brothers - New York,NY

Employment Type : Full-Time

Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements...

Posted on : 2024-04-23T08:43:32Z

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Guardian Life Insurance Company - New York,NY

Employment Type : Full-Time

The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as having responsibility for the overall compliance framework for PAS as a dually...

Posted on : 2024-04-23T08:38:35Z

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