compliance surveillance analyst Jobs - 8981
Compliance Officer - Wall Cross & Research
Millennium Management LLC - New York,NY
Employment Type : Full-Time
Compliance Officer - Wall Cross & Research This role will provide senior Compliance coverage in relation to handling and preventing the use of material non-public information during the investment decision-making process, with a focus on the...
Surveillance Investigator
Allied Universal Security - Jamaica,NY
Employment Type : Full-Time
Allied Universal Compliance and Investigations, North America's leading expert insurance claim investigations, compliance and corporate governance company, provides rewarding careers that give you a sense of purpose. While working in a dynamic,...
Compliance Specialist
Cresilon - Brooklyn,NY
Employment Type : Full-Time
The Compliance Specialist provides guidance and ensures compliance with ISO13485 & 21 CFR Part 820 and applicable good manufacturing practice regulations within the company. Also provides support to delivery, drive and maintain effective Product...
Compliance Analyst- EComms Surveillance/Registrations Manager
Lime Trading - New York,NY
Employment Type : Full-Time
Compliance Analyst- EComms Surveillance/Registrations Manager Conduct eComms surveillance for the Firm. Update Firm lexicon. Manage case management and escalation processes. Maintain CRD and NFA account to cover...
Trade Surveillance Compliance Analyst - Financial Services
East End Resources - New York,NY
Employment Type : Full-Time
COMPLIANCE ANALYST New York, NY Our client, a NYC-based trading firm is looking for a Compliance Analyst. The team is charged with establishing, implementing and maintaining adequate policies and procedures to...