compliance & training officer Jobs - 8998
Compliance Officer
Vision Financial Group - Buffalo,NY
Employment Type : Full-Time
Vision Financial Group, a MassMutual firm, is a growing financial firm. The firm is hiring an ASO who is motivated and will provide outstanding customer experience. The Agency Supervisory Officer holds the...
Compliance Officer - Renewables PE
Spencer Ogden - New York,NY
Employment Type : Full-Time
Job Title: Compliance Officer - Private Equity Renewables Location: New York or Boston Job Description: We are seeking a highly motivated and experienced Compliance...
Head of Risk Management and Compliance
Confidential - New York,NY
Employment Type : Full-Time
A mid-sized debt settlement firm is seeking a Head of Risk Management and Compliance to oversee the firm s business practices. This person will function as a senior leader for the firm, reporting directly to the CEO. You will be responsible...
Compliance Officer - Wall Cross & Research
Millennium Management LLC - New York,NY
Employment Type : Full-Time
Compliance Officer - Wall Cross & Research This role will provide senior Compliance coverage in relation to handling and preventing the use of material non-public information during the investment decision-making process, with a focus on the...
Compliance Officer, Park Avenue Securities
Guardian Life Insurance Company - New York,NY
Employment Type : Full-Time
The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as having responsibility for the overall compliance framework for PAS as a dually...