chief compliance officer swap execution facility Jobs - 9000
Chief Compliance Officer Swap Execution Facility
BGC Group - New York,NY
Employment Type : Full-Time
Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per...
Audit Manager - CFO Audit - Data Quality
Bank of America - New York,NY
Employment Type : Full-Time
Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients,...
Compliance Officer
Mashreq - All cities,NY
Employment Type : Full-Time
Job Purpose Primary functions Responsible for the overall KYC regulatory compliance within MashreqBank - New York branch. Maintain a Customer Identification Program (CIP) for...
Swap Dealer Compliance Associate
Phaxis - New York,NY
Employment Type : Full-Time
Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will have a strong compliance background from a Broker-Dealer...
Compliance Officer-Swap Dealer/Security-Based Swap Dealer
Natixis Corporate & Investment Banking - New York,NY
Employment Type : Full-Time
Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day coverage of SEC Security-Based Swap Dealer (SBSD)...