Senior Compliance Officer - Insight Recruitment Solutions Limited : Job Details

An opportunity to join a growing insurance business in the City. Our client seeks an experienced Compliance specialist to join the team. This integral role is wide-ranging and works cross-functionally to identify, assess, and monitor regulatory risk, providing advice and guidance to various departments.

Responsibilities will include:

• Developing and maintaining compliance policies and procedures to inform, educate, and elevate standards across the business
• Overseeing detailed information gathering, process mapping, and other activities with the objective to identify and assess compliance risks, extensive interaction with other departments and functions
• Owning and developing a Product Governance Framework
• Providing advice on regulatory risk and reporting on the effectiveness of internal systems and controls to senior management
• Designing and implementing effective compliance training programmes
• Leading and supporting compliance-related initiatives and projects
• Investigating and resolving compliance issues
• Interpreting data and analysing key performance indicators
• Assisting in ensuring Consumer Duty Obligations are met
• Identifying and mitigating Conduct Risk

Experience and Knowledge required:

• An in-depth understanding of the UK financial services regulatory landscape, including PRA and FCA regulations
• Proven experience of working in the General Insurance industry
• A track record of implementing and monitoring compliance frameworks
• Experience of identifying, assessing, and mitigating regulatory risks in insurance firms
• Expertise in financial crime prevention and compliance
• Excellent stakeholder engagement and people management skills
• Proactive mindset with strong problem-solving capabilities

*Our client is committed to diversity in all of its forms and operates an inclusive recruitment process.