Risk & Compliance Officer - Larbey Evans : Job Details

Risk & Compliance Officer

Join a highly successful Risk & Compliance team at a prestigious global law firm, where your commitment to quality and detail will be key to thriving in your new role!

• Salary to £45,000 + excellent employee benefits, including GymFlex, private medical insurance and GP services, and more!
• 9:30am – 5:30pm (Monday-Friday)  
• Hybrid Working (3 days office / 2 days remote)
• Fantastic office location and stunning offices  

You will act as a key member of the team, providing support to global offices on all aspects of risk, regulatory compliance, and conflicts.

Risk & Compliance Officer Key Responsibilities:

• Assisting in on-boarding new clients and matters and ensuring that all details are correct in accordance with regulatory standards and firm policy
• Conducting client due diligence, reviewing KYC documentation, and undertaking AML and sanctions searches on clients as appropriate and escalating any issues to the MLRO
• Assisting the firm in maintaining a uniform application of engagement terms as well as reviewing, advising on and recording client-imposed term
• Reviewing any changes to the client which may have an impact on client or matter risk and dealing with these in accordance with regulatory requirements
• Compliance reporting, assisting in the production of spreadsheets to monitor client and matter inception process status
• Undertaking research and other projects as needed to improve matter inception, policy, and process
• Assisting Risk Lawyers in preparation of annual internal file audits

Risk & Compliance Officer Skills & Requirements:

• Must have at least 2 years’ experience in a compliance function, with AML experience, within a law firm
• The capability, after training, if necessary, to identify conflicts and risk within a law firm
• Demonstrated ability to work within a framework of regulatory compliance
• Law Degree or GDL qualification