FACTFIND REVIEWER REMOTE - EXPERIENCE OF COMPLIANCE, FILE REVIEWING OR ADVICE QUALITY WITH L4 REQUIRED - eFinancialCareers : Job Details

FACTFIND REVIEWER (REMOTE) – EXPERIENCE OF COMPLIANCE, FILE REVIEWING OR ADVICE QUALITY WITH L4 REQUIRED

£40K - £45K + benefitsREMOTE (UK)

Ref:4144D

Our client, a leading Compliance Consultancy, is looking for a Remote Factfind Reviewer. Duties will include;

• Carry out desk-based file checking for members and clients across the full range of financial services products (excluding DB transfer advice).
• Work effectively as a team with other Advice Quality Consultants to ensure the pipeline is managed and cases returned to members and clients within deadline.
• Deal with member and clients’ telephone and email queries and provide support to the firms.
• Liaise with Pensions Technical and Technical departments where necessary to ensure accuracy of technical information provided to members and clients.
• Manage own workload and prioritise cases within the agreed SLA.
• Ensure quality assurance standards are maintained by proactively liaising with colleagues and incorporating feedback from the AQT Management Team.
• Assist the administration team and be the first point of escalation for any member issues.
• Undertake ad hoc duties as delegated by the Advice Quality Manager to assist the smooth operation of the team.

You should have the Level 4 diploma level in Financial Services (via CII or LIBF) with previous experience in compliance, file reviewing or advice quality and able to demonstrate technical knowledge across a broad range of UK financial advice products combined with strong understanding of compliance requirements. Pension Transfer experience/qualification useful and salary would reflect that. So, if that sounds like you, then please send your details to Sumana Jyothirmayi in the first instance, (including contact no ) however please note we cannot reply to all applications so only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission).

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.

The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.