The Deputy Compliance Manager will play a key role within a thriving financial services team, steering the strategic direction of risk and compliance matters.
Client Details
The firm is a large organisation within the financial services industry. With a global footprint, they have an established presence in London and are highly regarded for their professional services.
This role will be based in the City of London, and will be 2-3 days in the office.
Description
Deputy Compliance Manager, City of London
- Manage and execute the company's compliance program
- Conduct internal audits and risk assessments
- Develop and implement compliance policies and procedures
- Ensure the company's adherence to legal standards and in-house policies
- Act as a point of contact for all employees regarding compliance regulations
- Prepare compliance reports for internal management and regulatory bodies
- Coordinate with different departmental managers to review all departmental compliance policies
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes
Profile
A successful Deputy Compliance Manager should have:
- Proven experience in a similar role within the financial services sector
- An in-depth understanding of industry regulations and standards
- Strong leadership and team management abilities
- A degree in Law, Finance, Business Administration or a related field
- Excellent communication skills with the ability to explain complex legal matters
- Strong analytical skills with attention to detail
- A proactive approach to identifying and managing risks
Job Offer
- An attractive salary range of £400 - £430 GBP on a daily basis