Control Room VP - investment banking - Investigo - eFinancialCareers : Job Details

I am looking for an experienced Control Room VP for a leading investment bank. The role involves managing global compliance controls, overseeing research clearance, and advising on complex regulatory and conflict matters.

Responsibilies:

• Oversee and support all Global Control Room responsibilities and compliance functions

• Manage research clearance, wall-crossing, and restricted lists

• Develop and enhance global compliance policies and procedures

• Provide regulatory advice to business lines and senior stakeholders

• Participate in industry discussions and represent the firm on control room matters

• Deliver high-quality reporting and support global compliance leadership

Requirements:

• Significant experience within a Control Room at a global investment bank

• Strong understanding of capital markets and advisory transaction structures

• Expert knowledge of international regulatory frameworks and expectations

• Exceptional communication and documentation skills at senior level

• Proven ability to work autonomously and manage competing priorities

• Analytical, pragmatic, and adaptable approach with sound decision-making skills