Compliance Officer - Broster Buchanan Ltd : Job Details

Compliance Officer

Broster Buchanan Ltd

Job Location : Liverpool, UK

Posted on : 08/07/2025 - Valid Till : 22/07/2025

Job Description :
  • Liverpool City Centre, £35K.
  • Compliance experience essential.
  • Pensions/Wealth Management/legal experience of particular interest.
The CompanyOur client, on of the UK's fastest growing financial services businesses is continuing to expand and as such, requires an experienced compliance professional to join their team.The TeamA highly talented and close knit, friendly team awaits you. This team has a track record of training and developing people and progressing them quickly.The roleReporting to the highly experienced and supporting Head of Compliance, this role is responsible for:
  • Quality checking and monitoring
  • Internal breach management
  • Leading FCA reporting
  • Complaint handling
  • Some internal audit duties
  • General compliance duties
The PersonThe ideal person for this role will:- Have a background in compliance-Have a background in wealth management/pensions/legal OR a background in CDD/KYCPackage£35K base salary Attractive PensionPrivate medicalOther Attractive benefitsTo understand more about this fantastic career opportunity, please apply here today!

Salary : 35000 - 35000

Apply Now!

Similar Jobs ( 0)