Compliance Officer - Hedge Fund - eFinancialCareers : Job Details

We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer.

This role will be generalised, duties include:

• Provide regulatory advice to the trading teams across multiple asset classes (Equities, Fixed Income, Derivatives)
• Provide advice on regulatory rules (FCA, SEC, NFA and CFTC)
• Compliance monitoring and surveillance (market abuse, best execution)
• Draft, update & implement policies/procedures
• Regulatory reporting/filings (UK and US)

The ideal candidate will have:

• Circa 5-8+ years experience within a hedge fund, prop trader or investment bank
• Experience of providing regulatory advice to trading/investment teams
• If from an Investment Bank, ideally from a trading floor compliance advisory role