Compliance Monitoring Officer - trading venue FTC - Investigo - eFinancialCareers : Job Details

It is a 6 months contract and will require to work in office 3 times a week. 

Responsibilities:

• Manage and deliver compliance monitoring activities.
• Define review scopes and testing methodologies.
• Perform comprehensive compliance reviews across business divisions.
• Identify and assess potential risks.
• Draft detailed reports for management and stakeholders.
• Monitor compliance progress and report to management.

Requirements:

• Immediately available. 
• Experience in wholesale, retail, or professional services firms.
• Familiarity with regulations like COBS, CASS, SYSC, MAR, MiFID II, and others.
• Proven experience in report writing.