Compliance Manager - eFinancialCareers : Job Details

Eames are partnered with a boutique insurer in London who are looking to appoint a Compliance Manger to own the Compliance framework and manage all regulatory matters. Responsibilities:

• Assist in the design and execution of risk-based and proportionate risk and compliance strategy.
• Manage the development, implementation and maintenance of risk and compliance frameworks, including systems, controls, policies, procedures, training, and monitoring.
• Provide pragmatic and commercially sensitive regulatory support, advice, and oversight.
• Liaise with regulators, including responding to routine queries, audits, investigations, and thematic reviews.
• Where required, ensure complaints are handled effectively and that effective root cause analysis is carried out and drives required customer journey improvements.

Knowledge/Experience:

• 5+ years second line compliance experience.
• Experience of managing and leading operational processes and of leading and overseeing projects/change.
• Experience of providing technical compliance advice and guidance.
• Detailed understanding of the insurance market.
• Effective decision making and problem-solving skills.
• Be able to hold ground on important material topics in the face of challenge.

Eames Consulting is acting as an Employment Agency in relation to this vacancy.