Compliance Associate - Wealth Management. - Oval Recruit : Job Details

Compliance Associate - Wealth Management.

£45-50K + Package

9 month contract

Client - A leading International Wealth Manager who provides Wealth and Investment Management Advice to HNW private clients often with complex multi-jurisdictional requirements. They manage over £3 billion in AUM for private clients who have UK & International ties from the London office.

Role - Working as part of the Compliance Team you will be involved in a range of duties including.

• Maintaining Compliance registers.

• Assist with the completion of the FCA & SEC compliance monitoring plan.

• Conduct AML testing

• Help develop compliance testing procedures across the business.

• Complete reporting and document results of compliance testing.

• Work constructively with departments to analyse and remedy testing results.

• Maintain compliance task workflow.

• Assist with regulatory returns and compliance reporting duties

Candidate - The ideal candidate will have compliance experience working in a similar role within the financial services sector and have knowledge of UK regulations, monitoring and AML testing experience. Preferably you will have worked in a strong team-oriented compliance department and will be able to communicate clearly across the team and wider company.

For more information and a full job description please contact Richard Garbett