Compliance Administrator - IFA - Brevere Group : Job Details

Are you an experienced professional within the Independent Financial Planning sector, with a background in compliance? Are you looking to take the next step in your career and develop in a compliance role.

Due to continued success in delivering fee-based advice to high-net-worth clients, this respected firm is seeking a proactive Compliance Administrator to support its team of Financial Advisers and help drive best practice across the business.

Key Responsibilities:

• Support and attend quarterly 1:1 Adviser meetings to review KPIs
• Assist with file checks and provide constructive feedback to Advisers
• Support Adviser observations during client meetings
• Work closely with the Compliance Manager on T&C plans, annual FIT assessments, and competency testing
• Carry out risk assessments to identify scope, significance, and level of risk
• Stay up to date with regulatory changes and ensure compliance across the business
• Promote voluntary best practices and maintain professional standards

About You:

• Previous experience in financial services / wealth management, ideally within an IFA or similar environment
• Strong knowledge of compliance processes and file checking
• Confident user of Microsoft Office & Outlook; experience with IFA back-office systems is advantageous
• Detail-oriented with excellent organisational skills and a proactive approach

What’s on Offer:

• A generous basic salary and benefits package
• Hybrid working model (3 days in office, 2 days remote)
• Opportunity to develop your skills and grow your career within a supportive, ambitious team
• Be part of an innovative firm that continually invests in its people and services

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