compliance policy & advice manager Jobs - 406

AJ Bell - Manchester

Employment Type : Full-Time

We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilitate safe business growth and help our customers achieve their objectives. Reporting to the Senior Compliance Manager you will be providing input into the product governance, engagement with product t...

Broadgate Search Ltd - Birmingham

Employment Type : Full-Time

Compliance Policy & Advice Manager Birmingham Salary 55-60k This role sits within Risk (Conduct/Prudential) with the aim of providing expert advice on regulatory matters. There will be line management responsibility for two members of the Policy and Advisory team. Responsibilities Achieve and maintain highest standards of conduct and data protection Provide SME on all conduct-related sourcebooks (BCOBS, MCOB, CONC and others) Managing a smal...


MERJE Ltd - Birmingham

Employment Type : Full-Time

Job Description: Opportunity to join a very well known financial services business joining an established 2 nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters. The business operates a hybrid working week, the expectation would be 2 days per week in the firms offices located in the West Midlands....

Howden Insurance Brokers Ltd - Gloucester

Employment Type : Full-Time

From day one, our mission has been to create an independent business with a unique culture - one that is controlled by the people who work for it. Finding the most talented and entrepreneurial people has always been key to our success. People come to Howden for lots of different reasons, but they stay for the same one: our culture. That's what sets us apart, and why we nurture and retain the best talent in the market. Whatever your priorities - ...

Vistry Group PLC - Basingstoke

Employment Type : Full-Time

Role overview ID: 2024-5398 Entity: Vistry Region: Vistry Southern Department: Land & Planning Contract Type: Fixed Term Contract - Full Time Job Location: Basingstoke, Hampshire Date Posted: 14.05.2024 We have a new opportunity for a Planning Manager (12month fixed term contract) to join our team within Vistry Southern, this role would be based out of our Basingstoke Office. As our Planning Manager, you will support planning input across th...

IQ Talent Solutions - SE10AA

Employment Type : Full-Time

Our client is an award-winning digital mortgage and savings platform, specialising in maximising affordability and helping people to buy sooner, who are looking to recruit a Client Asset Lead on a permanent and remote basis. The role comes with a competitive basic salary and benefits. What is expected of the Client Asset Lead? Ensure adherence and operational compliance with FCA's CASS rules to safeguard client assets and money, included the tim...

BDO UK LLP - London

Employment Type : Full-Time

Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world.We work with the companies that are Britain’s economic engine – ambitious, entrepreneurially-spirited and high-growth businesses that fuel the economy - and directly advise the owners and management teams that lead them. We’ll broaden your horizons Our greatest asset...

Acorn insurance & Financial Services LTD - E13NN

Employment Type : Full-Time

As an integral part of our Retail Branch Network team, you will play a key role in driving our office’s commercial success and supporting the leadership of our dynamic branch team(s). You will be a SME of the local taxi industry including the requirements, restrictions, providers & competition.Working closely with the Branch Manager and Fleet Commercial Operation, you will actively participate to enhancing team performance, commercial busine...

QBE Management Services (UK) Limited - Chelmsford

Employment Type : Full-Time

Primary Details Time Type: Full time Worker Type: Employee The opportunity   QBE’s renowned and growing Multinational Client Centre in Chelmsford has an exciting opportunity as a Multinational Client Manager on a 12-month fixed-term contract basis.   This is a key role to the European Operations (EO) business where you will be managing a team of Case Handlers to deliver essential multinational servicing and co-ordinating programme...

Acorn insurance & Financial Services LTD - E14SA

Employment Type : Full-Time

Role: Fleet Account Manager Location: East London (E1) Working hours: Monday to Friday 09:00 - 17:30 Salary : 26,764 2000 Performance related bonus once established in the role As an integral part of our Fleet team, you will play a key role in driving our department’s commercial success. Working closely with the Fleet Commercial Operation, you will actively participate to enhancing team performance, new and existing clients, whilst supporting th...