compliance officer - law firm Jobs - 124
Compliance Officer
Law Staff Limited - PE191AA
Employment Type : Full-Time
Enhance Your Career as a Compliance Officer in Cambridgeshire Are you ready to take on a pivotal role in ensuring the integrity of audit and compliance processes within a dynamic legal environment? A prestigious firm in Cambridgeshire is seeking a meticulous and proactive Compliance Officer to uphold the highest standards of regulatory adherence and risk management. As the cornerstone of the firm's compliance framework, you will be entrusted wit...
Compliance Officer
Heat Recruitment - HP190FD
Employment Type : Full-Time
Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career progression Additional benefits to be enhanced as the company grows About Us: We are representing a rapidly-growing wealth management firm dedicated to providing personalised financial solutions to their...
Compliance Officer - Private Office
Meraki Talent Limited - EC3A7JB
Employment Type : Full-Time
London West End Progression Scope Broad role Meraki Talent are currently working with a leading investment firm (private office) to help them identify a Compliance Officer. Some of your duties will include: Maintain and implement a robust compliance framework, policies, and procedures in accordance with relevant regulatory requirements, industry best practices, and internal guidelines. Assist with the day-to-day compliance operations, including ...
Compliance Monitoring Officer - Insurance
MERJE Ltd - EC4Y1BN
Employment Type : Full-Time
MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects that delve into metrics and data across the business Offering support in crafting pertinent management information Reviewing and reporting on regulatory performance, key emerging risks, trends, etc. Verifyin...
Compliance Officer (Investment Management) - REMOTE
Clayton Davies Ltd - SW100AE
Employment Type : Full-Time
Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately managed. Key Responsibilities: Develop and maintain regulatory compliance policies and procedures to ...
Compliance Manager
Heat Recruitment - WR90AA
Employment Type : Full-Time
Compliance Manager - Worcester/Gloucester - up to 55k - Full time/Part-time An exciting opportunity has arisen for an experienced compliance Manager to join a growing wealth management practice in their Droitwich/Gloucester office. The firm have been voted on Vouchedfor as one of the best advisors by client reviews in 2024. Their typical clients are: Business owners, professionals & senior executives, retirement planning, already retired and...
Director of Compliance
Trevose Partners - W1K6DJ
Employment Type : Full-Time
We are currently looking for an experienced, hands-on, and energetic Director of Compliance to join our FinTech clients London Office ! The ideal candidate will be responsible for leading the compliance function of their UK operations, including conducting reviews to evaluate the firm’s compliance with applicable laws and regulations and ensuring that control gaps are adequately escalated and mitigated through remedial actions. In addition, the ...
Compliance Analyst
Equifind Group - EC2A1AF
Employment Type : Full-Time
Equifind have teamed up with a financial services firm in London, who are looking to add a compliance analyst to join the business. The business has recently enjoyed some fresh investment, so they are looking to add to the team to match this appetite to grow over the next year. As a compliance analyst you will support the chief compliance officer with all the junior elements to ensure a robust compliance function. This will involve onboarding cl...
Head of Compliance
Jameson Legal - London
Employment Type : Full-Time
An exciting opportunity as the Head of Compliance has come to market within a prestigious Legal 500 firm situated in London. In this role, you will oversee the firm's compliance efforts and provide leadership in adhering to regulatory standards. Reporting directly to the Management Committee, you will be instrumental in managing the compliance function to ensure alignment with industry best practices and legal requirements. Job Responsibilities:...
Compliance Executive
SRGEurope - Gibraltar
Employment Type : Full-Time
Compliance Executive | Insurance | Gibraltar | Competitive Salary Package| Hybrid Compliance Executive required for an expanding insurance company based in Gibraltar. This is a real opportunity within a FTSE 100 Group to be an integral part of the Compliance function in Gibraltar. As the Compliance Executive you will be providing administrative compliance support to the Compliance Manager and Chief Operating Officer (COO) as well as assisting in...