compliance officer advisory Jobs - 42
Compliance and Advice Officer
TCC Group - Bath
Employment Type : Full-Time
Role Summary: You will be joining our client's Compliance Team who work as as business partners to the business and/clients. You will support the team working on Compliance initiatives, while also handling Compliance generalist responsibilities. This role requires a versatile Compliance professional with expertise in Pensions, and FCA regulations. The Compliance Officer ensures that the company adheres to internal policies and external regulator...
Data Protection Officer (DPO)
AJ Bell - M53EE
Employment Type : Full-Time
We're now recruiting a Data Protection Officer (DPO), a newly created role reporting to the Chief Risk Officer (CRO). The Data Protection Officer (DPO) is responsible for overseeing the organisation’s data protection strategy and ensuring compliance with data protection laws, including the UK GDPR and other relevant regulations. The DPO will act as the primary point of contact for data protection issues, advising the business on good practices a...
Compliance Monitoring Officer
D&R Recruitment Limited - WA11AG
Employment Type : Full-Time
Job Title: Compliance Officer / File Checker Location: Office based - Warrington (Possibility of hybrid working, depending upon experience) Employment Type: Full-time Salary: Competitive, dependent on experience Overview: A well-established and trusted Chartered Financial Planning Firm, that prides itself on delivering high-quality, bespoke financial advice to individuals and businesses. Its commitment to professionalism, client care, and ethica...
Compliance Officer - FICC Buy Side
MERJE Ltd - London
Employment Type : Full-Time
Compliance Officer - FICC (Buy-Side) A leading global hedge fund with over $4bn in assets under management is seeking a Compliance Officer to join its London-based team. This is an excellent opportunity to step into a broad, high-impact compliance role with strong visibility across the business. The Role of Compliance Officer This is a generalist compliance position offering exposure across UK and US regulatory frameworks. You’ll work ...
Legal Counsel
K3 Capital Group Ltd - Manchester
Employment Type : Full-Time
We are seeking an in house Legal Counsel, to be the legal officer for our Group, managing day to day legal related operations, responsible for overseeing all internal legal matters and ensuring company complies with relevant laws and regulations. This role involves providing strategic legal guidance, supporting corporate governance, and mitigating risks to protect the organisation’s interests. Key Responsibilities: Legal Strategy and Comp...
Compliance Consultant
Clayton Davies Ltd - NG11AQ
Employment Type : Full-Time
- Compliance Consultant - Field Based (Happy to look at candidates based in Leeds, Derby, Nottingham or Lancashire) - c. 55,000 Benefits Our client is a leading compliance consultancy firm specialising in the wealth management and financial advisory sector. Their mission is to support Independent Financial Adviser (IFA) firms across the UK with pragmatic, tailored, and commercially focused compliance solutions. As a Compliance Consultant , you w...
Housing Officer ASB
Niyaa People - B47LR
Employment Type : Full-Time
Housing Officer (ASB) Location: Hybrid - Covering Rugby, Northampton, East Northampton, Market Harborough, Blaby, Nuneaton & Bedworth. Office base : Birmingham Rate: 24 - 26 per hour (via umbrella) Hours: 35 hours per week (Monday to Friday, 9am-5pm) Contract: 2-month temporary contract (strong potential for extension) Driving : Full UK driving licence required We are currently recruiting for a skilled Housing Officer (ASB) to join a Housing...
HR Officer
Next Best Move - WC1A1BA
Employment Type : Full-Time
Our client, a well-respected healthcare charity , is seeking an experienced HR Officer to join their friendly and supportive team. Reporting to the Head of HR, the successful candidate will play a vital role in providing high-quality HR support across the full employee lifecycle. The role combines hands-on HR administration with first-line advisory responsibilities, supporting managers and staff to ensure smooth and compliant HR processes throug...
Chief Financial Officer
Morgan McKinley - London
Employment Type : Full-Time
Chief Financial Officer (CFO) Location: The City, London & Hybrid Sector: Financial Services Consultancy Type: Full-Time | Permanent Package: Competitive Equity About Us Currently partnering with a CEO to search for their first Senior Finance hire. They are a fast-growing, private equity-backed financial services consultancy and, looking ahead, require an experienced CFO to join them on the next phase of transformational growth, including a ...
File Checker
Finlink Ltd - CF245EA
Employment Type : Full-Time
File Checker Cardiff Hybrid Working - 1 Day a week in the office (Remote possible for the right candidate) This role is best suited to individuals with at least 5 years of experience within financial services, currently in a compliance, advisory or Paraplanning role and holding a level 4 diploma. You will be utilising your skills and experiences within the rapidly growing compliance department. The Business The company are an FCA-regulated, grow...