compliance monitoring officer Jobs - 296

AJ Bell - M53EE

Employment Type : Full-Time

We’re looking for a Compliance Monitoring Officer to join our Risk & Compliance function on a 12 month fixed term basis to cover maternity leave. This role plays a key part in maintaining and improving compliance in a dynamic and regulated financial services environment. You’ll help ensure we remain aligned with the FCA’s expectations, especially around Consumer Duty, by acting as a champion of ethical practice and regulatory excellence. Wha...

Home Support Matters - NR349QH

Employment Type : Full-Time

Quality Monitoring Officer Location – Beccles, Suffolk Hours – Full-time and permanent Salary - 26,500 Closing Date – 31st July ‘25 Do you believe exceptional customer service is at the heart of quality care? Are you confident handling sensitive concerns with compassion, clarity, and professionalism? Home Support Matters are looking for a Quality Monitoring Officer to champion service excellence by supporting our Quality & Development Lead i...


AJ Bell - M53EE

Employment Type : Full-Time

We’re looking for a strategic and experienced compliance leader to head up AJ Bell’s Compliance Monitoring function, a key part of our second line of defence. As Head of Compliance Monitoring, you’ll play a vital role in ensuring the firm effectively manages regulatory risks and consistently delivers good outcomes for customers in line with FCA expectations, including Consumer Duty. This is a senior leadership role with high visibility across th...

TCC Group - Bath

Employment Type : Full-Time

Role Summary: You will be joining our client's Compliance Team who work as as business partners to the business and/clients. You will support the team working on Compliance initiatives, while also handling Compliance generalist responsibilities. This role requires a versatile Compliance professional with expertise in Pensions, and FCA regulations. The Compliance Officer ensures that the company adheres to internal policies and external regulator...

Canada Life - EC3A1AT

Employment Type : Full-Time

Location: Can be located either within our London or Hertfordshire Office Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation. Part of our parent company Great-West Lifeco, Canada Life UK has operated in the United Kingdom since 1903. We h...

Birmingham City Council - B11BB

Employment Type : Full-Time

Building Safety Officer Permanent Grade 4 - 33,366 - 40,476 Consultation grade - subject to formal evaluation under the Pay Equity Review Working 36.5 hours per week This position is to support the Senior Building Manager in driving the Council's success in meeting its statutory building safety obligations as a responsibly landlord whilst continuously striving to improve the safety of its residents, properties, compliance, and stock condition. A...

Trinity Estates - HP27DN

Employment Type : Full-Time

Remediation Officer position at Trinity Estates Location – Hybrid/Hemel Hempstead with Nationwide Travel      Working Hours – 09:00 – 17:15 Monday - Friday Salary - Competitive About Trinity Estates: Trinity are one of the largest residential property management companies in England and Wales. Working with leading house builders across the country, Trinity provides residential management services nationally. Our pro...

MERJE Ltd - Chester

Employment Type : Full-Time

MERJE is seeking a highly skilled Compliance Monitoring Officer for a leading company in the Lending - Consumer sector. This role offers an exciting opportunity to work in a hybrid environment, contributing to crucial compliance and risk management activities. The ideal candidate will have a strong background in UK financial regulations and excellent analytical skills. Salary: 35,000 - 50,000 (depending on experience) Location: Hybrid (2 / 3 day...

D&R Recruitment Limited - WA11AG

Employment Type : Full-Time

Job Title: Compliance Officer / File Checker Location: Office based - Warrington (Possibility of hybrid working, depending upon experience) Employment Type: Full-time Salary: Competitive, dependent on experience Overview: A well-established and trusted Chartered Financial Planning Firm, that prides itself on delivering high-quality, bespoke financial advice to individuals and businesses. Its commitment to professionalism, client care, and ethica...

North Kent College - TN92PW

Employment Type : Full-Time

Are you a highly organised team player who thrives on keeping things running behind the scenes? North Kent College is looking for a reliable and detail-focused Estates Officer to support our busy Estates team at the Tonbridge Campus . What you’ll do: As Estates Officer, you’ll play a key role in the smooth operation of our Estates function. Your day-to-day responsibilities will include: Managing administrative tasks related to building maintenan...