cass business management lead Jobs - 6
CASS Audit Lead
AJ Bell - Manchester
Employment Type : Full-Time
We're now looking to recruit a CASS Audit Lead! Reporting to the CASS Manager, the CASS Audit Lead will be responsible for leading and coordinating external CASS audits. This includes ensuring audits are delivered in accordance with the audit plan, coordinating audit activities, providing appropriate management information and tracking audit actions through to closure. What does the job involve? Understanding in detail how CASS applies to AJ Bel...
CASS Manager
CMC Markets - EC3A7BX
Employment Type : Full-Time
We are looking to hire an experienced Client Asset (CASS) Manager to lead our team in London. *** Please note that this is an onsite role that would require you to work in the London office (near Liverpool Street) 5 days per week. *** Reporting to the Group Head of Client Asset Management, you will be the CMC Markets CASS specialist with the role comprising of; Management of the Client Asset Team in the UK, which also provides some services to G...
Head of Compliance - SMF16/17
Meraki Talent Limited - EC3A7JB
Employment Type : Full-Time
Work with the co-founders High profile role Drive commerciality Meraki Talent are working with a growing investment platform to help them identify a Head of Compliance SMF 16/17 who will play a crucial role in aligning their compliance strategy with their ambitious growth objectives. In this role, you will be responsible for ensuring that their operations not only meet FCA regulatory requirements but also support the commercial stra...
Compliance Monitoring Officer
Canada Life - EN61AG
Employment Type : Full-Time
Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation. Job Summary: Working under the overall direction of the Director, Corporate Compliance Assessment, fulfill the second line of defence mandate with respect to compliance oversight by prov...
CASS Manager , Investment Management
eFinancialCareers - London
Employment Type : Full-Time
The Client A highly regarded boutique Investment Management Company The Role Our client is looking for an experienced CASS Manager to help support the Head of CASS ensuring the firm is meeting all relevant CASS requirements and responsibilities. The CASS Manager is to confidently manage the maintenance of CASS governance documents, Rule Mapping, Risk register and Control Wording as well as taking ownership of its 2 annual limited assurance CASS ...
Compliance Monitoring Officer
eFinancialCareers - Potters Bar
Employment Type : Full-Time
Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation. Part of our parent company Great-West Lifeco, Canada Life UK has operated in the United Kingdom since 1903. We have hundreds of respected and supported employees committed to doing the r...