regulatory reporting quality assurance, avp / vp (broker dealer regulation) Jobs - 450
Audit Director - Enterprise Risk Management
Citi - New York,NY
Employment Type : Full-Time
Audit Director - Enterprise Risk Management Working at Citi is far more than just a job. A career with us means joining a team of more than 230,000 dedicated people from around the globe. At Citi, you'll have the opportunity to grow...
Regulatory Reporting Quality Assurance, Vice President
Mizuho Bank - New York,NY
Employment Type : Full-Time
Quality Assurance Unit The Quality Assurance Unit is responsible for enhancing the integrity of the regulatory reporting processes and reporting issues stemming from data quality as well as the overall control environment through...
Senior Director, Internal Audit
Altice USA - Long Island City,NY
Employment Type : Full-Time
Senior Director, Internal Audit The Senior Director of Internal Audit leads and oversees a large portion of the Internal Audit function. This is a vital role on the Internal Audit team responsible for leading teams comprised of...
Capital Risk [Multiple Positions Available]
J.P. Morgan - New York,NY
Employment Type : Full-Time
DESCRIPTION: Duties: Monitor capital metrics against capital risk limits and indicators, and escalate breaches. Ensure accuracy of capital metrics being reported. Perform independent assessment of the firm's capital management activities,...
VP, Investment Advisory Compliance
Voya Financial - New York,NY
Employment Type : Full-Time
Join Voya Financial Together we fight for everyone's opportunity for a better financial future. We will do this together with customers, partners, and colleagues. We will fight for others, not against: We will stand up for and...