Wealth Management Sales Assistant - Cadence Bank : Job Details

This Sales Assistant position is responsible for managing the existing client base to allow the Investment Reps to spend much of their time obtaining new clients. However, due to FINRA rules, Sales Assistants are not able to speak to clients about products or accept trade instructions unless they hold a Series 7 & 63/66 FINRA license. How You will Make an Impact Compose and create routine reports/correspondence as needed Perform all clerical functions including preparation of client paperwork Submit basic customer service requests such as deposits and check disbursements Stay abreast of regulatory and compliance requirements Expected to learn, understand, and continually monitor all compliance requirements of the department Must be able to always provide the highest level of client service/support Data entry of prospect and client information into CRM and Document Management systems. Miscellaneous communication via phone or email with custodians, clients, or prospects Communicating wit...Sales Assistant, Management, Wealth, Sales, Assistant, Banking