Vice President Compliance - Social Capital Resources : Job Details

Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their middle office banking team!

Responsibilities:

• Support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks
• Maintain business line and support function policies and procedures addressing compliance requirements, including annual updates and addressing of gaps and self-identified issues
• Design, execute and report on Compliance controls for the business lines and support functions
• Support business lines/support functions with annual Compliance Risk Assessment and any remediation efforts thereof
• Implement Compliance policies and procedures in the business line s/support functions