Trading Operations Senior - Dawn Taylor Associates : Job Details

Our client, an international broker dealer, is seeking a Trading Operations Senior Associate for their midtown NYC office.

Position entails overseeing daily operation, providing comprehensive support to clients through the entire trade lifecycle, training staff, and ensuring the efficient and accurate processing of trades.

Responsibilities:

• • Ensure timely client account allocations and bookings via CTM, Fix Allocation, or manual processes for both domestic and international trades, followed by delivery
  • Provide clients with prompt and accurate trade confirmation
  • Manage the complete lifecycle of client/broker trades, from booking and matching to settlement through global clearing networks
  • Maintain accurate client data across all global markets, including client settlement instructions and commission rates
  • Perform daily reconciliations of recorded trades (e.g., 15a6 trades), matching SYN vs. Phase3, and ensuring proper trade to settlement
  • Record Fixed Income and US Treasuries trades in accordance with regulatory requirements (TRACE)
  • Provide US Treasury trade confirmation
  • Manage new client account openings, including sub-accounts and managed funds
  • Raise JIRA tickets and continue UAT and regression testing to delivery
  • Monitor penalty claims, buy-in charges, corporate actions adjustments, and pending USD cash payments

Requirements:

• • Bachelor's degree in finance or related major
  • 5-10+ years of trading operations experience, with background in Asia, Americas, and European markets
  • FINRA Series 7 or SIE and the Series 99 licenses
  • In-depth understanding of global market settlement processes and client trade support functions
  • Client-focused with excellent verbal and written communication skills

Compensation: $100,000-$120,000 + bonus and comprehensive benefits package