Regulatory Reporting Quality Assurance, Vice President - Mizuho Americas Services, LLC : Job Details

Regulatory Reporting Quality Assurance, Vice President

Mizuho Americas Services, LLC

Job Location : New York,NY, USA

Posted on : 2025-09-04T17:41:02Z

Job Description :
This position is primarily responsible for execution of Mizuhos Regulatory Reporting Quality Assurance Program and providing additional line of defense for Mizuho Americas regulatory reporting. The position will (1) lead planning and execution of periodic reviews of regulatory reports to ensure that reports are prepared in accordance with regulatory reporting instructions and guidance, regulators expectations, and industry best practices (2) communicate observations and enhancement opportunities to senior management as well as other key stakeholders such as regulatory reporting production teams, financial accounting teams, internal audit, data management office, Operation, and IT (3) be involved in various ad hoc projects. This includes reviewing materials and coordinating across multiple departments to prepare presentation materials. The position requires wide breadth of expertise in various regulatory reporting, especially for broker dealer regulatory reports, as well as experience...Quality Assurance, Regulatory, Vice President, Reporting, Quality, President, Business Services
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