Managing Director Global Head of Compliance Technology - TD Bank : Job Details

TD Securities ( TDS ) delivers a broad range of Corporate, Investment Banking, and Capital Markets products and services to corporate, government, and financial institution clients through Global Transaction Banking (GTB), Corporate and Investment Banking (CIB), and Global Markets (GM). Operating across key global financial centersincluding New York, Toronto, Montreal, Calgary, Vancouver, London, Singapore, and TokyoTDS focuses on strategic, selective client engagement worldwide. Compliance, Surveillance & Supervision is integral to TDS's growth strategy, driving transformation and modernization to address evolving regulatory scrutiny, enhance operational efficiency, and support business expansion. The organization leverages a combination of vendor products, advanced data pipelines, reconciliation tools, and in-house solutions to provide a complete and accurate view to senior stakeholders. Core workstreams include: Trade Surveillance, Communication Surveillance, Financial Crimes & Risk Management (transaction surveillance), Regulatory Compliance Management, and Conduct & Supervision. The Managing Director (MD), Global Head of Compliance Technology, will define and execute the technology strategy for Compliance, Surveillance & Supervision, with a focus on innovation, operational efficiencies, automation, and data quality. The MD will lead technology initiatives that align with regulatory requirements, business priorities, and emerging industry trends, while directly managing a global team to build capabilities and talent for long-term success.

Strategic Leadership Develop and execute the technology strategy and roadmap to drive transformation, improve operational efficiencies, and deliver an integrated compliance platform across all workstreams. Technology Innovation Identify, implement, and scale advanced technologies (e.g., AI, machine learning) to enable data-driven decision-making, automation, and reduced vendor dependency. Application Development & Integration Oversee design, development, and maintenance of technology platforms Data & Analytics Lead initiatives to enhance data management, analytics, and AI-driven insights for compliance, surveillance, and supervision. Cybersecurity & Compliance Ensure adherence to industry regulations, cybersecurity best practices, and internal risk policies; proactively identify and mitigate risks. Collaboration & Stakeholder Engagement Partner with senior leaders, technology teams, and vendors to deliver scalable, innovative, and business-aligned solutions. Operational Excellence Optimize IT infrastructure and cloud strategies to improve efficiency, control costs, and enable rapid, scalable growth. Talent & Team Leadership Build and lead a high-performing global compliance technology team, fostering innovation, collaboration, and continuous improvement.

20+ years of technology leadership experience within Compliance in Financial Services. Deep compliance and regulatory domain expertise Proven track record delivering enterprise-level technology solutions in fast-paced, regulated environments. Exceptional executive-level communication, leadership, and strategic visioning skills. Experience working with regulatory bodies and ensuring compliance with financial industry standards. Bachelor's or Master's degree in Computer Science, Engineering, Finance, or a related field.

At TD, we are committed to fostering an inclusive, accessible environment where all employees and customers feel valued, respected, and supported. We are dedicated to building a workforce that reflects the diversity of the communities we serve. If you require accommodation during the recruitment or interview process, please let us knowwe will work with you to meet your needs.