Internal Auditor (Swap Dealer) - Insight Global : Job Details

Title: Internal Auditor (Swap Dealer)

Location: New York, NY 10282

Duration: 6-month contract to hire

Pay Range: $80-100/hr

Requirements:

- Bachelor's degree or advanced degree in Finance, Business, Economics, or related field

- Proven track record of 5+ years in Internal Audit, Risk Management, or Compliance roles

- Demonstrated expertise in swap dealer regulatory frameworks, including: Title VII of the Dodd-Frank Act CFTC and SEC regulatory requirements NFA compliance guidelines

- Strong foundational knowledge of derivatives markets, with emphasis on swap products and trading mechanisms

Job Description:

A global banking client is looking to hire an Internal Auditor with Swap Dealer expertise. In this role, you will master and maintain comprehensive knowledge of the firm's Swap Dealer compliance framework while executing end-to-end compliance audits, from strategic planning through results reporting. You'll conduct thorough stakeholder sessions to evaluate control design effectiveness and oversee audit testing activities, ensuring precise focus and superior documentation quality throughout the process. Working closely with business and engineering teams, you'll evaluate potential risks, review control mechanisms, and propose enhancements to strengthen the control environment. You'll be responsible for presenting audit findings and recommendations to Internal Audit leadership and business partners, while tracking and verifying the implementation of audit recommendations. Beyond core audit duties, you'll support continuous improvement initiatives within Internal Audit processes and infrastructure. Building and nurturing stakeholder relationships will be crucial, as you'll regularly monitor changes to risk and control landscapes. Your expertise will be essential in ensuring the firm maintains robust compliance standards while adapting to evolving regulatory requirements.