Head of Compliance - Confidential : Job Details

Head of Compliance

About the Company

Join a prestigious firm renowned for delivering customized investment advisory services.

Industry Investment Management

Type Privately Held

Position Overview

We are seeking a dynamic and experienced Head of Compliance to lead and manage comprehensive compliance programs. In this critical role, you will evaluate the effectiveness of our compliance procedures, ensuring that we exceed industry standards and regulatory requirements.

Travel Percent Less than 10%

Key Responsibilities

• Develop and oversee compliance strategies that align with business objectives.
• Assess the effectiveness of compliance controls and initiatives.
• Collaborate with various departments to ensure compliance with regulatory requirements.
• Engage with senior leadership to report on compliance status and concerns.

Qualifications

• Bachelor's degree required.
• Extensive experience in managing compliance programs is essential.
• Proven success in directing operational compliance efforts.
• Demonstrated leadership abilities and strong interpersonal skills.

If you are passionate about compliance and are looking to make a significant impact in a collaborative environment, we encourage you to apply!