Director, Remediation, US FCRM TDS Business Oversight - TD Securities Limited : Job Details

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Work Location: New York, New York, United States of America

Hours: 40

Pay Detail: $170,000 - $190,000 USD

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Job Description

Position: Director, Remediation, US FCRM TDS Business Oversight

Reports to: AVP, Head of FCRM Oversight, TD Securities, US

Position Summary: The U.S. FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining a robust financial crime risk management ( FCRM ) program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance on regulatory compliance, close partnership with business and legal, and operationalizing requirements and regulations for the Wholesale business.

Key Responsibilities:

• Design, implement, enhance and maintain the TDS U.S. FCRM program.
• Advise TDS Operations and other 1st line support functions on interpretation of and compliance with applicable financial crime laws, regulations, and guidance.
• Provide oversight of, and credible challenge to, the first line of defense.
• Provide customized training to ensure that employees remain informed about changes in financial crime regulations and emerging money laundering typologies.
• Assess and opine on financial crime risks of new products and mandates.

Primary Duties Include:

• Demonstrate governance, control and risk management behaviors aligned with TD policies and practices.
• Lead US FCRM TDS Business Oversight efforts to remediate and enhance the TDS US FCRM control environment.
• Identify opportunities for alignment and streamlining.
• Support the AVP, Head of TDS US FCRM in assessing required changes to the framework and operating model for FCRM within US Wholesale.
• Provide advice to the business on AML requirements across customers, products and transactions.
• Provide oversight and challenge to first-line financial crime risk-related transformation efforts.
• Coordinate with other US and global FCRM teams, business and operations stakeholders, and risk and audit partners to ensure successful delivery of required changes.
• Assist with regulatory and audit requests.
• Provide backup to general AML compliance functions as needed.

Qualifications/Skills/Experience:

• Excellent verbal and written communicator with detail-oriented nature and strong editing skills.
• Bachelor's degree required (exceptional candidates demonstrating an equivalent combination of relevant education and experience will be considered).
• Graduate level study preferred.
• 10 or more years of knowledge and experience in AML compliance including within Wholesale financial services, preferably with a large financial institution.
• Demonstrated experience leading and influencing transformational change to FCRM risk management and controls within a Wholesale-focused bank or other financial institution.
• Ability to identify and evaluate potential risks to the Firm and escalate accordingly.
• Strong project management and strategic thinking skills.
• Proficiency with Microsoft Word, Excel and PowerPoint.

Who We Are: TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience.

Our Total Rewards Package: Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals.

Additional Information: We're delighted that you're considering building a career with TD.

Accommodation: If you are an applicant with a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program.