Director of Compliance Remediation - Confidential : Job Details

Director of Compliance Remediation

About the Company

Join a prestigious investment bank at the forefront of the financial industry.

Industry Investment Banking

Type Privately Held

About the Role

We are searching for an experienced Director of Compliance Remediation to lead our compliance team. This pivotal position is responsible for developing and maintaining top-tier traceability artifacts that are crucial for comprehensive regulatory response analysis. You will play a key role in implementing a review and challenge framework that involves collaboration with C-suite executives and in formulating strategic responses to regulatory requirements.

Key responsibilities include:

• Conducting in-depth reviews with senior management to ensure compliance and effective remediation.
• Engaging actively with key stakeholders and subject matter experts to drive compliance initiatives.
• Advising on regulatory responses and capability framework implementation.
• Establishing and maintaining traceability artifacts that meet regulatory expectations.

The ideal candidate will possess a robust background in compliance, particularly in remediation and regulatory strategies. You should demonstrate a proactive and collaborative approach, with a strong ability to connect with senior management. A degree in a relevant field is required, with advanced certifications in compliance or risk management being highly regarded.

Travel Percent Less than 10%

Functions

• General Management
• Business Development
• Strategy