Compliance Risk Management Lead - Vice President - JPMorgan Chase & : Job Details

Provide real-time advice and challenge to business management and staff on regulatory and compliance issues. Conduct second line monitoring of businesses. Assist in preparing responses to regulatory inquiries and examinations from the SEC, FINRA, OCC, CFTC and other regulators. Coordinate with other control groups, such as Business Controls and Operational Risk on initiatives including surveillance, testing, and audits. Coordinate with Compliance colleagues covering functions such as the Control Room regarding information barrier crossings, Personal Account Dealing, Licensing and Registrations, Global Financial Crimes, etc. Participate in various projects, such as those relating to the challenge of first line risk assessments. Draft and implement compliance policies and procedures. Monitor regulatory developments, participate in industry groups, and assist in implementing programs to comply with new regulations. Required qualifications, capabilities and skills. Bachelors degree, M...Risk, Vice President, Compliance, Lead, Management, President, Banking