Compliance Officer - Macdonald & Company : Job Details

The Opportunity:

Macdonald & Company are proud to partner with an established real estate investment firm based in Miami to appoint a Compliance Officer.

The company manages discretionary private equity funds focused on transitional credit strategies and opportunistic investments across the capital stack. The firm specializes in structuring loans for mid-market transactions and is recognized as one of the leading capital providers in the Southeast.

The Compliance Officer will support the Company's compliance function by managing the daily operations of its compliance program. As a key member of the Compliance Department, the individual will collaborate closely with the Chief Compliance Officer to help ensure full adherence to applicable legal and regulatory obligations across local, state, federal, and international jurisdictions.

Responsibilities:

• Monitor and interpret SEC regulations, industry standards, and other applicable laws to ensure company compliance, including reviewing, implementing, and maintaining relevant policies and procedures.
• Oversee and track third-party service providers responsible for collecting Code of Ethics attestations/certifications and conducting electronic communication reviews.
• Ensure all investor communications, marketing materials, and disclosures comply with applicable securities laws.
• Partner with the Chief Compliance Officer to conduct periodic risk assessments, reviews, and testing to confirm the effective implementation of compliance policies and procedures through surveillance, monitoring, examinations, and mock audits.
• Collaborate cross-functionally to prepare and submit regulatory filings, maintain detailed records and reports for regulators and auditors, and support documentation efforts for regulatory and mock examinations.
• Deliver ongoing training programs and provide guidance on compliance-related matters, establishing internal controls to prevent and detect violations while fostering a culture of compliance across the organization.
• Investigate and resolve compliance-related incidents, escalating significant issues and remediation measures to the Chief Compliance Officer and senior leadership.

Qualifications:

• Minimum of 2 years of compliance experience, preferably in private equity, hedge funds or other corporate law.
• Bachelor's degree required; Finance, Human Resources, Business, Compliance or Operations focus preferred.
• Extensive experience in operations and compliance, with comfort in a regulatory environment.